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Posts Tagged ‘SEC’

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The new rapid SEC

The new rapid SEC From Bronte Capital Mary Schapiro has not got great press amongst financial bloggers – however this time she beat me to the punch. Emergent Health Corp was a heavily promoted pink-sheets biotech which (fraudulently) claimed to have a pill... (Continue reading)

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Another steps up to the plate wanting a Fair Game~Sen. Ted Kaufman Democratic – DE

Well Now, a Democrat steps up and states his case for a level playing field for Retail Investors  (afraid them bases are LOADED though) Says we have unequal markets, which the SEC must restore: “Protecting investors is too important to the nation, to the... (Continue reading)

HFT and “Flash Orders”~Subject with MoMo!

This has been becoming a HOT Topic on blogs (Zero Hedge and others), as well as in a few  financial newsletters.  The past couple of days it has gained locomotion steam, and now has entered the politicial arena (smoke and... (Continue reading)

Video~Dark Pool$ and Other Tripe

Very Interesting opinion on Dark Pools, Front Running, and Goldman’s Collar with explanations~~   Dark Pools and Other Tripe July 17th http://www.youtube.com/watch?v=K6wjsArAlX8   From 1998 to 2001 I worked for a firm building a “Dark Pool.” The floor of the NYSE has become a prop... (Continue reading)

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WkEnd Buzz word$: Short Selling Ban Topic (Here we go again)

OMG~~~How they seem to like to try REPEATERS!  Articles are out from most everywhere on this subject, and you can make the choice from links which may provide the best read, or read all in full IMO.  Quite simply, most are of... (Continue reading)

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Bounty proposed for SEC WhistleBlower$: BALLS in WHOSE COURT???

Let’s think about the reality of this suggested proposal from David Kotz with a few legitimate questions/comments and definitions to provide food for thought~ FT published a piece this week; SEC urged to reward whistleblowers==>David Kotz, SEC inspector-general, said “bounty”schemes would... (Continue reading)

Funny Money Monkey Business conts~ The Saga Of The Bearer Bonds by Denninger

Is ANYONE , maybe one of our CHIEFS, going to speak-up and tell the truth about this or not???  The questions continue to swirl and inquiring minds wanna know an answer??? First, from over at Bloomberg Italian Police Ask SEC to Authenticate... (Continue reading)

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Obama in talks to reform bank pay practices

NO one immune??? >>>The Wall Street Journal said the nascent initiative “is part of an ambitious and likely controversial effort to broadly address the way financial companies pay employees and executives, including an attempt to more closely align pay with long-term... (Continue reading)

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“Deep Capture” The Movie by Patrick Byrne

If you have not listened or viewed this, it is~~A voice with slide presentation that is worth the time spent here…YES ALICE==>”8 Steps Down The Rabbit Hole” http://www.deepcapturethemovie.com/ ... (Continue reading)

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Short ETFs under the microscope as SEC mulls rules

An important story for financial bears and options traders was posted today on the Reuters website: Short ETFs under the microscope as SEC mulls rules Tue Apr 14, 2009 1:45pm EDT By Jonathan Spicer - Analysis Excerpts below. For important details, key background... (Continue reading)

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